|
‘‘Plain
Language’’ is a regular feature of the Michigan Bar Journal,
edited by Joseph Kimble for the Plain English Subcommittee of the
Publications and Website Advisory Committee. We seek to improve the
clarity of legal writing and the public opinion of lawyers by eliminating
legalese. Want to contribute a plain-English article? Contact Prof.
Kimble at Thomas Cooley Law School, P.O. Box 13038, Lansing, MI 48901.
For information about the Plain English Committee, see our website—http://www.michbar.org/generalinfo/plainenglish/home.cfm.
|
During
a career, a trial lawyer will write hundreds—if not thousands—of papers
directed at trial judges. Yet so much of what is written for trial judges
is not well suited to that audience. Too often, we lawyers treat judges
as if they were reading machines—obligated to read what we submit, no
matter how difficult it is.
But
trial judges, as an audience, are operating under demanding circumstances:
•
Trial judges are busy, yet many court papers require them to plow through
lengthy preliminaries.
•
Trial judges deal with many different matters, yet many court papers bury
the critical point—what separates this case from others—in undifferentiated
blocks of text.
•
Trial judges must make informed decisions, yet some court papers fudge
on the facts or the law, or both.
This
article can’t fix all the problems with writing for trial judges, but
Part I offers three suggestions for motions that will help you get the
trial judge’s attention, keep it, and deserve it.
Use
a bold synopsis
Do
you begin your court papers by introducing the parties and the procedural
background? Stop it.
You’re
squandering a great chance to get your point across. One experienced practitioner
and expert writer, Beverly Ray Burlingame, put it this way:
By
devoting the entire opening paragraph to restating the needlessly long
title, lawyers waste judges’ time and sacrifice a valuable chance for
persuasion.1
So
put a summary of your point or points up front. Giving a summary at the
beginning is not a new idea. Many legal-writing professionals recommend
putting the conclusion up front. Here’s a sampling of quotations:
Virtually
all analytical or persuasive writing should have a summary on page one.
—Bryan Garner, Legal Writing in Plain English.2
Try
to begin the document and the main divisions with one or two paragraphs
that introduce and summarize what follows, including your answer.
—Joseph Kimble, The Elements of Plain Language.3
In
each part of your legal analysis, give the bottom line first.
—Irwin Alterman, Plain & Accurate Style in Court Papers.4
All briefs should have a first-page, introductory summary, whether the
rules require one or not.
—Steven D. Stark, Writing to Win.5
So
in any court paper, put a summary right at the beginning. Whether you
state the issue, summarize your position, or assert the correct result,
you should do it up front. Yet too many court papers don’t.
I
recommend that when you submit a motion to a trial judge, you begin with
a bold synopsis, an idea I wrote about in a Texas Bar Journal piece
called ‘‘The Bold Synopsis: A Way to Improve Your Motions.’’6
It’s an excellent way to put a summary right up front. To use it, write
a one- or two-sentence summary of your point, highlight it with boldface
text, and set it off with indentations. To see how it works, compare these
before-and-after examples of trial motions:
Before—a
typical first page
DEFENDANTS’ MOTION FOR SUMMARY JUDGMENT & BRIEF
IN SUPPORT THEREOF
TO
THE HONORABLE JUDGE OF SAID COURT:
COMES
NOW CHRIS SMITH AND READY-FOODS, INC., D/B/A ARBY’S, collectively
(‘‘Defendants’’), pursuant to Rule 166a, and move this Court
to grant summary judgment against all claims of Remy Gonzalez
(‘‘Plaintiff’’), in the above-referenced matter....
This
standard opener tells the judge almost nothing about the issue and nothing
specific about the grounds for the motion. It is all preliminary. Instead,
get right to the point; tell the judge the purpose of the motion, specifically,
right at the beginning.
After—with
a bold synopsis
Motion for Summary Judgment
Chris Smith and Arby’s move for summary judgment because they
were never the plaintiff’s employer under Texas law. In addition,
the plaintiff has not exhausted his administrative remedies.
1. Background....
Here’s
another before-and-after example. Notice that the writer takes up a good
portion of the original opener with defining party names. If that is necessary
at all, the first paragraph is not the place to do it. Get the judge focused
on your points, not on the parties’ defined names:
Before—a
typical opener
PLAINTIFF’S TRIAL BRIEF
Plaintiff,
Reginald E. Curtis (‘‘Curtis’’), files his Trial Brief in
his suit against the Texas Commission on Wages (‘‘TCW’’) and
the Texas Labor Commission (‘‘TLC’’) (collectively, ‘‘Defendants’’),
as follows...
After—with
a bold synopsis
Plaintiff’s Trial Brief
The EEOC’s conclusions and factual findings should be admitted
into evidence here. Its hearings involved the same parties
in this suit, and its conclusions and factual findings are
highly probative of discrimination.
1. Background....
Trial
judges are busy. The bold synopsis—or any up-front summary—will help the
judge by putting the critical information first. That way, the judge does
not waste time searching through your document, looking for the point.
Judges will appreciate that.
Organize
overtly
Now,
suppose that the judge has the time to read your whole document. How will
the judge differentiate your case, your issues, your points, from all
the other cases on the docket? The best way to ensure that a trial judge
will understand your case is to make the organization of your paper obvious.
Make your organizational plan overt.
Section
headings
To
do that, one good technique is to use short, boldface headings for each
new section. By using short, boldface headings, you allow the judge, at
any point in the text, to refer to a subject heading and quickly know
where she is. Headings are cues to large-scale organization. For example:
Motion
in Limine
This motion asks the court to exclude evidence that Regional
Hospital fired Nurse Esther Green. The firing was a ‘‘subsequent
remedial measure’’ and is inadmissible under Rule 407.
1. Background. This case was filed on...
2.
Authority. Under the Federal Rules of Evidence...
3.
Argument. Evidence of Nurse Green’s dismissal is not admissible...
The
busy judge may want to skip ahead to the critical information, and the
headings allow that. The busy judge may forget what’s going on in your
case, and the headings bring the judge’s attention back into focus. In
short, the headings make it easy on the busy judge. And that’s good.
Enumeration
and tabulation
To
cue the judge about the small-scale organization, I recommend that legal
writers break up long or complex ideas into smaller chunks of text. Use
enumeration (1, 2, 3 or a, b, c) and tabulation (setting
off text with hard returns or bullets) to help you organize the text,
highlight important material, and cue the judge about the structure of
the paragraphs and sentences—the small-scale organization. In other words,
these techniques tell the judge where you are with this idea, as opposed
to where you are in this document.
Just
to clarify what I mean by enumeration and tabulation, here are some examples:
An
example of enumeration:
Legal
documents should be (1) lettered, (2) numbered, or (3) tabulated.
An
example of tabulation:
Legal
documents should be
lettered,
numbered,
or
tabulated.
An
example of enumeration and tabulation:
Legal
documents should be
1.
lettered,
2.
numbered,or
3.
tabulated.
Even
for something as common as reciting of a rule of law, you can use tabulation
to present the rule in a clear and direct way:
Instead
of this:
To
decide if the limits on selling the plaintiff’s car are valid, courts
have distinguished between a ‘‘direct and total deprivation’’ of the
right to sell, and ‘‘mere impingement’’ of that right. Spielman-Fond,
Inc v Hanson’s, Inc, 379 F Supp 997, 999 (D Ariz 1973). A direct
and total deprivation of the right to sell is more serious. Id. It means
preventing the sale by seizing the car or by enforcing statutory or
contractual terms that prohibit the sale. Id. Mere impingement simply
means discouraging the sale or making it more difficult. Id.
Try
this:
Rule
of Law. To decide if the limits on selling the plaintiff’s car are valid,
courts have distinguished between
1.
a ‘‘direct and total deprivation’’ of the right to sell, and
2.
‘‘mere impingement’’ of that right.
Spielman-Fond,
Inc v Hanson’s, Inc, 379 F Supp 997, 999 (D Ariz 1973). A direct
and total deprivation of the right to sell is more serious. Id. It means
preventing the sale by seizing the car or by enforcing statutory or
contractual terms that prohibit the sale. Id. Mere impingement simply
means discourag.ng the sale or making it more difficult. Id.
With
boldface headings, enumeration, and tabulation, your documents will stand
out. Your points will be understandable. Your case will capture the judge’s
attention.
Be
honest
In
his excellent book Writing to Win: The Legal Writer, Steven Stark
lists ‘‘Thirteen Rules of Professionalism in Legal Writing.’’ Here are
the first four rules:
1.
Never lie, under any circumstance.
2.
Don’t use euphemisms to disguise the truth.
3.
If it’s not required, hedging is a form of dishonesty.
4.
Avoid the use of hyperbole to distort the truth of your assertions.7
Wow.
Do you get the impression that Stark, a former judicial clerk and an experienced
litigator, is big on honesty? Well, trial judges are, too. Consider a
quotation on hon,sty and candor from Judge Stanley Sporkin, formerly of
the federal district court in Washington, D.C.
A
lawyer’s credibility with the judge...is the key to any litigation.
Candor is essential. Be honest with the judge....8
So
in every court paper you submit to a trial judge, be honest.
Be
honest about the facts
Tell
the truth about the facts of your case. Don’t omit relevant facts, even
if they are unfavorable. Don’t fudge. And by fudge, I mean to falsify
or fake. If you fudge, you risk your credibility. Remember that several
potential audiences can scrutinize your court paper besides your colleagues
and your own client: the trial judge, the judge’s clerk, and—since most
court papers are public documents—the press. Someone will figure out that
you’ve fudged on the truth and bring it to the judge’s attention.
And
don’t forget opposing counsel. One experienced litigator reminded me that
in a lawsuit, opposing counsel is getting paid to look for your mistakes:
‘‘With a paid critic always checking your work, it just doesn’t make sense
to fudge.’’9
If
you do fudge, you’ll lose credibility with the judge, and that might mean
sanctions or bar discipline. So write about the facts as favorably as
possible for your client, but write honestly.
Be
honest about the law.
Sometimes
amateurs make mistakes in this area, like the student in this story, who
omitted part of the rule of law:
In
the case the students were working on, the rule was that the court should
look at five factors to determine the reliability of a witness. Tom
chose to discuss only three of the factors and omit the two that hurt
his case. [His writing instructor] commented on this problem by writing,
‘‘What about the other two factors?’’ [Tom responded], ‘‘Why put them
in? They kill my case.’’10
That’s
a naive mistake by a novice legal writer, and I hope it doesn’t sound
familiar. You can’t afford to make that mistake. Read the cases you cite,
report their holdings accurately, and check thoroughly to be sure that
your cases are still good law.
But
why? In Tom’s case, the writing instructor had the right response. If
you don’t report the rule of law accurately, the instructor said, ‘‘the
State [opposing counsel] will seize on your omission and argue your lack
of candor to the court.’’11
If you are dishonest about the law, opposing counsel will not let
the judge forget it. Judge Sporkin put it this way:
If
you try to spin a court by hiding a key decision that goes against you,
the chances are the judge will find out about the decision either from
your adversary or from a law clerk. At that point, your credibility
is zero.12
An
up-front summary, an obvious organizational plan, and honesty: three writing
skills that will please trial judges—and might even surprise them.
Footnotes
1.
Beverly Ray Burlingame, On Beginning a Court Paper, 6 Scribes J.
Legal Writing 160, 161 (1996– 1997) (reprinted in 82 Mich. B.J. 42 (Nov.
2003)).
2.
Bryan A. Garner, Legal Writing in Plain English: A Text with Exercises
58 (U. Chicago Press 2001).
3.
Joseph Kimble, The Elements of Plain Language, 81 Mich. B.J. 44
(Oct. 2002); see also Joseph Kimble, First Things First, The Lost Art
of Summarizing, 8 Scribes J. Legal Writing 103 (2001–2002).
4.
Irwin Alterman, Plain & Accurate Style in Court Papers 97 (ALI-ABA
1987).
5.
Steven D. Stark, Writing to Win: The Legal Writer 144 (Main Street
Books 1999).
6.
Wayne Schiess, The Bold Synopsis: A Way to Improve Your Motions,
63 Tex. B.J. 1030 (Dec. 2000).
7.
Stark, supra note 5, at 269.
8.
Stanley Sporkin, The Inside Scoop, 27 Litigation 3, 3 (Spring 2001).
9.
Kamela Bridges, comments to the author.
10.
Anne Enquist, Critiquing Law Students’ Writing: What the Students Say
Is Effective, 2 J. Legal Writing Inst. 145, 165 (1996).
11.
Id.
12.
Sporkin, supra note 8, at 3.
This
article is excerpted from Writing for the Legal Audience, published by
Carolina Academic Press.
|